Christopher Ruggiero is a registered investment advisor, based in Melbourne, FL, with 22 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3159 Alzante Circle Suite, Suite 102B, Melbourne, FL, 32940
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is the Executive VP and CCO of Ruggiero Investments, a Registered Investment Advisor, dedicating nearly full-time hours. He also holds positions in several other businesses, including insurance agencies, consulting firms, real estate, and a design company, spending minimal time on each.
Employment History
Current Registrations
Finalis Securities LLC
Finalis Securities LLCBroker
Ruggiero Investments
Previous Registrations
Sw FinancialBroker
National Asset Management, INC.
National Securities CorporationBroker
Capital One Advisors, LLC
Capital One Investing, LLCBroker
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
E*trade Capital Management, LLC
E*trade Securities LLCBroker
TD Ameritrade, INC.Broker
Amerivest Investment Management, LLC
TD Ameritrade, INC.
Woodstock Financial Group, INC.
Woodstock Financial Group, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Gunnallen Financial, INCBroker
Harrison Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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