RG
RG
Robert Graham
23 Years of Experience
Henderson, NV
1 DisclosureBroker
Robert Graham is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Henderson, NV, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1780 W. Horizon Ridge Pkwy., Suite 140, Henderson, NV, 89012
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2011Settled
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2025 - Present · 1 yr 4 mos
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
May 2018 - February 2025 · 6 yrs 9 mos
Ameriprise Financial Services, LLC
May 2018 - February 2025 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2011 - April 2018 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2011 - April 2018 · 7 yrs
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2003 - April 2007 · 4 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2002 - April 2007 · 4 yrs 7 mos
State Registrations7 states
CADEHIIDMANVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.