Robert Graham is a registered investment advisor, based in Henderson, NV, with 23 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1780 W. Horizon Ridge Pkwy., Suite 140, Henderson, NV, 89012
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2011Settled
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2025 - Present · 1 yr 9 mos
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
May 2018 - February 2025 · 6 yrs 9 mos
Ameriprise Financial Services, LLC
May 2018 - February 2025 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2011 - April 2018 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2011 - April 2018 · 7 yrs
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2003 - April 2007 · 4 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2002 - April 2007 · 4 yrs 7 mos
State Registrations8 states
CADEHIIDMANVTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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