Shawn Berthelot is a registered investment advisor, based in Indianapolis, IN, with 21 years of industry experience.
Location
8604 Allisonville Road, Suite 390, Indianapolis, IN, 46250
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 1 yr
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr
Avantax Planning Partners, INC.
May 2024 - Present · 2 yrs 4 mos
Previous Registrations
Avantax Investment Services, INC.Broker
May 2024 - September 2025 · 1 yr 4 mos
Citizens Securities, INC.
April 2021 - May 2024 · 3 yrs 1 mo
Citizens Securities, INC.Broker
April 2021 - May 2024 · 3 yrs 1 mo
TD Ameritrade, INC.
December 2008 - January 2021 · 12 yrs 1 mo
TD Ameritrade, INC.Broker
December 2008 - January 2021 · 12 yrs 1 mo
TD Ameritrade Investment Management, LLC
December 2008 - December 2020 · 12 yrs
Banc of America Investment Services, INC.Broker
September 2008 - September 2008 · 0 mos
Banc of America Investment Services, INC.
September 2008 - September 2008 · 0 mos
Natcity Investments, INC.
December 2004 - August 2008 · 3 yrs 8 mos
Natcity Investments, INC.Broker
December 2004 - August 2008 · 3 yrs 8 mos
American Express Financial Advisors, INC.
November 2002 - September 2003 · 10 mos
American Express Financial Advisors INC.Broker
November 2002 - September 2003 · 10 mos
Ids Life Insurance CompanyBroker
November 2002 - September 2003 · 10 mos
State Registrations4 states
IAINOHTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.