James Christy
James Christy is a registered investment advisor at RBC Capital Markets, LLC, based in Williamsburg, VA, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Williamsburg, VA
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Regulatory History (1)
Customer Dispute
November 2006Other Business ActivitiesSells Insurance
James is an insurance agent selling various insurance products, dedicating about 10% of his time to this activity. He also provides investment advisory services through Northwest Financial Advisors LLC, spending about half his time on this.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Northwest Financial Advisors LLC
Northwest Financial LLC
Northwest Financial Group LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.