KC
KC

Kevin Carroll

23 Years of Experience
New York, NY
Broker

Kevin Carroll is a registered investment advisor at Morgan Stanley, based in New York, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is associated with Carroll Capital LLC, a personal holding entity, since 2015. He dedicates minimal time to this investment-related activity both during and after business hours.

Employment History
Current Registrations
Morgan Stanley
April 2020 - Present · 6 yrs 1 mo
Morgan StanleyBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Goldman, Sachs & CO.Broker
October 2002 - November 2014 · 12 yrs 1 mo
State Registrations19 states
AZCACOCTDCDEFLILINMAMDNHNJNYOHPASDTNTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.