Rikka Erway is a registered investment advisor, based in Wheaton, IL, with 21 years of industry experience.
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Portfolios L.P.Broker
June 2014 - Present · 11 yrs 11 mos
First Trust Advisors LP
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
First Trust Advisors LP
November 2011 - July 2012 · 8 mos
First Trust Portfolios L.P.Broker
April 2008 - July 2012 · 4 yrs 3 mos
Claymore Securities, INC.Broker
May 2005 - May 2008 · 3 yrs
Claymore Advisors, LLC
May 2005 - May 2008 · 3 yrs
Ryan Beck & CO.
August 2003 - June 2005 · 1 yr 10 mos
Ryan Beck & CO.Broker
August 2003 - June 2005 · 1 yr 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2002 - August 2003 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2002 - August 2003 · 11 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.