Corey Frank is a CFP-designated registered investment advisor, based in Bel Air, MD, with 22 years of industry experience.
Location
2231 Old Emmorton Road, Bel Air, MD, 21015
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allworth Financial, L.P.
October 2023 - Present · 2 yrs 7 mos
Aw SecuritiesBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Charles Schwab & CO., INC.
January 2022 - November 2023 · 1 yr 10 mos
Charles Schwab & CO., INC.Broker
January 2022 - November 2023 · 1 yr 10 mos
TD Ameritrade, INC.Broker
December 2013 - November 2023 · 9 yrs 11 mos
TD Ameritrade Investment Management, LLC
December 2013 - September 2023 · 9 yrs 9 mos
TD Ameritrade, INC.
December 2013 - October 2022 · 8 yrs 10 mos
Bb&t Investment Services, INC.
January 2013 - December 2013 · 11 mos
Bb&t Investment Services, INC.Broker
January 2013 - December 2013 · 11 mos
Abel Financial Management CO.
December 2007 - October 2012 · 4 yrs 10 mos
Lasalle St Securities, L.L.C.Broker
February 2004 - December 2012 · 8 yrs 10 mos
Cap Pro Brokerage Services, INC.Broker
May 2003 - November 2003 · 6 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.