Carl Kempf is a CFP-designated registered investment advisor at Carissima Capital LLC, based in Troy, NY, with 1 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 8 clients with $4.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.60% |
Fees are negotiable and the minimum fee may be waived. Suggested minimum portfolio market value is $500,000 and is subject to a minimum quarterly fee of $1,250.
Fee Estimator
Location
Troy, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carl has a solo law practice since 2019. He dedicates minimal time to this non-investment-related activity.
Employment History
Current Registrations
Carissima Capital LLC
Previous Registrations
Carissima Capital LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.