MJ
MJ

Mark Johnston

23 Years of Experience
Dallas, TX
Broker

Mark Johnston is a registered investment advisor at RBC Capital Markets, LLC, based in Dallas, TX, with 23 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

100 Crescent Court, Suite 1500, Dallas, TX, 75201-1871

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is a passive owner of White Property Management, a real estate business, since 1992. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
November 2008 - Present · 17 yrs 6 mos
RBC Capital Markets, LLC
November 2008 - Present · 17 yrs 6 mos
RBC Capital Markets, LLCBroker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Alliancebernstein L.P.
October 2002 - November 2008 · 6 yrs 1 mo
Sanford C. Bernstein & CO., LLCBroker
October 2002 - November 2008 · 6 yrs 1 mo
State Registrations30 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.