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CFP
SG
CFP

Stephen Glowacka

Facet
22 Years of Experience
Chandler, AZ
View SEC Summary
View SEC Summary

Stephen Glowacka is a CFP-designated registered investment advisor at Facet, based in Chandler, AZ, with 22 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 14,741 clients with $7.6B in assets under management.

Facet
Compensation
Fixed/Hourly
Firm Size
85 advisors
Number of Clients
14,741 clients
Average Client Portfolio
$516K average
Assets Under Management
$7.6B

Fee Structure

Planning is included in investment management

Facet Wealth includes investment management at no extra charge as part of your financial planning membership. Because the investment management is bundled into your flat annual membership fee, you do not pay a separate percentage of your portfolio value to have your investments managed.

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Location

Chandler, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Facet
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Hendershott Wealth Management, LLC
September 2022 - May 2023 · 8 mos
Facet Wealth, INC
February 2021 - June 2022 · 1 yr 4 mos
TD Ameritrade, INC.
December 2019 - January 2021 · 1 yr 1 mo
TD Ameritrade Investment Management, LLC
December 2019 - December 2020 · 1 yr
TD Ameritrade, INC.Broker
November 2019 - January 2021 · 1 yr 2 mos
Wells Fargo Clearing Services, LLC
March 2019 - December 2019 · 9 mos
Wells Fargo Clearing Services, LLCBroker
March 2019 - December 2019 · 9 mos
Charles Schwab & CO., INC.
October 2010 - August 2018 · 7 yrs 10 mos
Charles Schwab & CO., INC.Broker
October 2010 - August 2018 · 7 yrs 10 mos
Bbva Compass Investment Solutions, INCBroker
April 2010 - September 2010 · 5 mos
Chase Investment Services CORP.
November 2009 - January 2010 · 2 mos
Chase Investment Services CORP.Broker
November 2009 - January 2010 · 2 mos
Wells Fargo Advisors, LLC
July 2008 - October 2009 · 1 yr 3 mos
Wells Fargo Advisors, LLCBroker
July 2008 - October 2009 · 1 yr 3 mos
Wells Fargo Investments, LLC
October 2002 - July 2008 · 5 yrs 9 mos
Wells Fargo Investments, LLCBroker
October 2002 - July 2008 · 5 yrs 9 mos
State Registrations2 states
AZTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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