Stuart Augustine is a registered investment advisor at LPL Financial LLC, based in Fayetteville, NC, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2525 Raeford Rd Ste A, Fayetteville, NC, 28305
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stuart operates his LPL business under multiple DBAs: Lumbee Guaranty Financial Services, Investment & Retirement Advisors, and Wealth Management at Lumbee Guaranty Bank. He spends about a quarter of his time (50 hours per month) on Investment & Retirement Advisors and about half his time (80 hours per month) on Wealth Management at Lumbee Guaranty Bank.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Eagle Fund Distributors, INC.Broker
Wachovia Securities, LLCBroker
Planco Financial Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.