Vincent Thomas is a registered investment advisor at LPL Financial LLC, based in Stanwood, WA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9715 271st St Nw, Stanwood, WA, 98292
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Vincent operates Menzies Financial LLC as a DBA for his LPL business, dedicating about half his time. He also engages in real estate rental activities through multiple entities and runs a mortgage broker company, Equity Solutions Northwest, taking about half of Vincent's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cim Financial Group, INC.
State Registrations5 states
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