Richard Sauls is a CFA-designated registered investment advisor at Farther, based in San Francisco, CA, with 11 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8,142 clients with $7.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Farther Finance Advisors offers investment management services through a wrap program. The annual fee covers investment advice, trade execution, custody, reporting, and account maintenance. The fee is negotiable up to 2% of the assets they manage, depending on the complexity of the account and the investments used.
Location
345 California Street, Suite 600, San Francisco, CA, 94104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard is a board member of Rise IT Solutions, an IT services and HR outsourcing company, since 2016. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Farther
Previous Registrations
Global Oak Capital Markets LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Genspring Family Offices, LLC
Genspring Family Offices, LLC
Bessemer Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.