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AP

Alton Pardue

8 Years of Experience
Tampa, FL
Broker

Alton Pardue is a registered investment advisor, based in Tampa, FL, with 8 years of industry experience.

Location

711 E Henderson Avenue, Tampa, FL, 33602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alton owns Pardue Financial Services, a DBA for investments, dedicating full-time hours to it. He also owns Pardue Childcare Services (DBA The Learning Experience) and is a board member at New Tampa Family YMCA, spending about a quarter of his time and minimal time, respectively.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
July 2025 - Present · 10 mos
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Cetera Financial Specialists LLCBroker
June 2023 - July 2025 · 2 yrs 1 mo
Morgan StanleyBroker
October 2021 - March 2022 · 5 mos
Morgan Stanley
October 2021 - March 2022 · 5 mos
Cetera Investment Advisers LLC
January 2021 - September 2021 · 8 mos
Cetera Financial Specialists LLCBroker
January 2021 - September 2021 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2017 - March 2020 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - March 2020 · 3 yrs 2 mos
Wm Financial Services, INC.Broker
July 2004 - November 2005 · 1 yr 4 mos
Edward JonesBroker
November 2002 - February 2003 · 3 mos
State Registrations3 states
FLTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alton Pardue - Financial Advisor | TrueAdvisor