CFP

Tracee Sapp

23 Years of Experience

Atlanta, GA

1 DisclosureBrokerSells Insurance

Tracee Sapp is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Atlanta, GA, with 23 years of industry experience. Tracee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10345 advisors

IM Fee

Planning only

Assets Under Management

$163.8B

Location

470 E. Paces Ferry Road, Suite 200, Atlanta, GA, 30305

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History

Regulatory History (1)

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Regulatory

May 2003

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Tracee sells fixed insurance products with various companies since 2004 as an insurance agent. She also owns T. Sapp Financial Partners since 2010, where she dedicates about a quarter of her time providing financial services.

Employment History

Current Registrations

Cetera Investment Advisers LLC

March 2023 - Present · 3 yrs 2 mos

Cetera Wealth Services, LLC

January 2021 - Present · 5 yrs 4 mos

Cetera Wealth Services, LLCBroker

January 2021 - Present · 5 yrs 4 mos

Previous Registrations

Cetera Advisor Networks LLC

January 2021 - June 2023 · 2 yrs 5 mos

Summit Financial Group INC

January 2021 - May 2021 · 4 mos

Principal Securities, INC.

February 2004 - January 2021 · 16 yrs 11 mos

Principal Securities, INC.Broker

September 2002 - January 2021 · 18 yrs 4 mos

State Registrations14 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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