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Andrew Frazier

23 Years of Experience
San Diego, CA
1 DisclosureBrokerSells Insurance

Andrew Frazier is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4707 Executive Dr, San Diego, CA, 92121-3091

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2017
Final
Other Business ActivitiesSells Insurance

Andrew is involved with LaSalle High School, Frazier Wealth Management (a DBA for his LPL business), and non-variable insurance. The activities with Frazier Wealth Management and non-variable insurance are investment-related.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 5 mos
LPL Financial LLC
November 2022 - Present · 3 yrs 6 mos
LPL Financial LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
LPL Financial LLC
November 2022 - December 2022 · 1 mo
Securities America, INC.Broker
November 2017 - November 2022 · 5 yrs
Securities America Advisors, INC.
November 2017 - November 2022 · 5 yrs
Sii Investments, INC.
November 2006 - November 2017 · 11 yrs
Sii Investments, INC.Broker
November 2006 - November 2017 · 11 yrs
AXA Advisors, LLC
January 2003 - November 2006 · 3 yrs 10 mos
AXA Advisors, LLCBroker
October 2002 - November 2006 · 4 yrs 1 mo
State Registrations13 states
AZCACODCILMDMONYORSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.