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Nicholas Rogers

Eagle Strategies LLC
13 Years of Experience
Yakima, WA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Nicholas Rogers is a registered investment advisor at Eagle Strategies LLC, based in Yakima, WA, with 13 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

3901 Kern Way, Suite 100, Yakima, WA, 98902

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History

Regulatory History (1)
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Customer Dispute
October 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nicholas is an insurance broker appointed with outside insurance carriers since 2017, dedicating significantly more than full-time hours to this. He also operates under the DBA Rogers Financial Group, selling New York Life products and brokering non-registered insurance products, also dedicating significantly more than full-time hours to this. Nicholas also owns a rental house held in an LLC, spending minimal time on it.

Employment History
Current Registrations
Eagle Strategies LLC
September 2017 - Present · 9 yrs 1 mo
Nylife Securities LLCBroker
October 2012 - Present · 14 yrs
State Registrations15 states
AKAZCAFLIDILMTNCNJORRITXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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