Katherine Armstrong
Katherine Armstrong is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Hunt Valley, MD, with 23 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
307 International Circle, Suite 390, Hunt Valley, MD, 21030
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2014Other Business ActivitiesSells Insurance
Katherine is an insurance agent since 2013, offering accident and health insurance, disability, fixed annuities, long term care insurance, and traditional life insurance, dedicating a few hours per week. She also owns Armstrong Financial Group, LLC, used to pay business and staff expenses, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Geneos Wealth Management, INC.Broker
Mercantile Securities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Ellrich, CFPOsaic Wealth, INC.
- Jacob Fenlason, CFPOsaic Wealth, INC.
- Stephen McdermottOsaic Wealth, INC.
- Lawrence Wyss, CFPOsaic Wealth, INC.
- Thomas Spray-Fry, CFP, ChFCOsaic Wealth, INC.
- Elizabeth Goss, CFPOsaic Wealth, INC.