CE
CE

Christopher Effer

22 Years of Experience
Chesterfield, MO
Broker

Christopher Effer is a registered investment advisor at Morgan Stanley, based in Chesterfield, MO, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

14805 North Outer forty Road Suite 200, Chesterfield, MO, 63017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
June 2013 - Present · 12 yrs 11 mos
Morgan StanleyBroker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Smith Moore & CO.
August 2011 - January 2013 · 1 yr 5 mos
Smith, Moore & CO.Broker
July 2010 - January 2013 · 2 yrs 6 mos
Sun Life Financial Distributors, INC.Broker
April 2005 - July 2010 · 5 yrs 3 mos
Planco Financial Services, INC.Broker
October 2002 - February 2005 · 2 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Effer - Financial Advisor | TrueAdvisor