Steven Pinedo
Steven Pinedo is a CFP-designated registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2281 Lava Ridge Court, Suite 200, Roseville, CA, 95661
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven operates Pinedo Financial Services as a DBA for his LPL business and as a registered investment advisor, spending a significant amount of time on these activities. He also sells IUL (Indexed Universal Life) products, dedicating a few hours per week to this.
Employment History
Current Registrations
LPL Financial LLCBroker
Pinedo Financial Services
Previous Registrations
American Investors CompanyBroker
Abdallah Financial Services
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.