BS
BS

Brandon Smith

22 Years of Experience
Lincoln, NE
Broker

Brandon Smith is a registered investment advisor at Raymond James & Associates, INC., based in Lincoln, NE, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2930 Ridge Line Road, Suite 111, Lincoln, NE, 68516

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
July 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC
September 2006 - July 2016 · 9 yrs 10 mos
RBC Capital Markets, LLCBroker
June 2006 - July 2016 · 10 yrs 1 mo
Dws Scudder Distributors, INC.Broker
February 2003 - April 2006 · 3 yrs 2 mos
State Registrations29 states
AKALAZCACOCTFLIAKSLAMDMNMOMTNCNENMNVNYOHORPASCSDTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.