Jonathan Falk
Jonathan Falk is a registered investment advisor at M. D. Falk & Company, INC., based in Boca Raton, FL, with 9 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 5 clients with $4.2M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Boca Raton, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jonathan works as an insurance agent for Forest Hills Financial Group, United American Insurance Company, and Individual Benefits Consulting, LLC, dedicating a few hours per week to each. He also owns and heads business development for Thermalized Technologies, spending a few hours per week on this non-investment related activity.
Employment History
Current Registrations
M. D. Falk & Company, INC.
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Avatar Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.