NF
NF
Noel Fields
23 Years of Experience
St. Louis, MO
2 DisclosuresBroker
Noel Fields is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 23 years of industry experience. Noel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
One N Jefferson Ave, St. Louis, MO, 63103
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012Settled
Customer Dispute
November 2009Settled
Employment History
Current Registrations
Wells Fargo Advisors
December 2022 - Present · 3 yrs 10 mos
Wells Fargo Clearing Services, LLC
December 2022 - Present · 3 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors
September 2018 - Present · 8 yrs 1 mo
Wells Fargo Advisors Financial Network, LLC
September 2018 - Present · 8 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2009 - September 2018 · 8 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2009 - September 2018 · 8 yrs 9 mos
First Citizens Capital Management, INC.
March 2009 - December 2009 · 9 mos
First Citizens Securities CorporationBroker
June 2007 - December 2009 · 2 yrs 6 mos
Jefferson Pilot Securities CORP
July 2004 - June 2007 · 2 yrs 11 mos
Jefferson Pilot Securities CorporationBroker
October 2002 - June 2007 · 4 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Nicholas Stork, CFPWells Fargo Advisors
- Dionna FallsWells Fargo Advisors
- James MarcoWells Fargo Advisors
- Vicky WeberWells Fargo Advisors
- Nathan BookWells Fargo Advisors
- David KhangWells Fargo Advisors