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Saundra Shaw

21 Years of Experience
Rapid City, SD
Broker

Saundra Shaw is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rapid City, SD, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

333 West Blvd Ste 302, Rapid City, SD, 57701-4100

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Saundra works for Newman Capital, LLC, an S Corp operating as Boulder Creek Wealth Advisors. She dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLC
November 2008 - June 2021 · 12 yrs 7 mos
RBC Capital Markets, LLCBroker
November 2008 - June 2021 · 12 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2003 - November 2008 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2002 - November 2008 · 6 yrs
State Registrations1 state
SD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.