JV
JV

Julie Vogel

20 Years of Experience
Los Angeles, CA
Broker

Julie Vogel is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 20 years of industry experience. Julie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
February 2014 - Present · 12 yrs 3 mos
Capital Client Group, INC.
May 2011 - Present · 15 yrs
Capital Client Group, INC.Broker
May 2011 - Present · 15 yrs
Previous Registrations
Cm Securities, LLCBroker
July 2009 - June 2010 · 11 mos
Moody Securities, LLCBroker
April 2009 - August 2009 · 4 mos
Ari Financial Services, INC.Broker
July 2007 - March 2008 · 8 mos
Pacific Cornerstone Capital IncorporatedBroker
March 2006 - April 2007 · 1 yr 1 mo
Behringer Securities LPBroker
June 2004 - March 2006 · 1 yr 9 mos
Legg Mason Wood Walker, IncorporatedBroker
March 2003 - June 2004 · 1 yr 3 mos
State Registrations15 states
AZCACOFLGAILINMAMNNCNVSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.