DP
DP

Denise Prince

23 Years of Experience
Fuquay-Varina, NC

Denise Prince is a registered investment advisor at Ira Group, INC., based in Fuquay-Varina, NC, with 23 years of industry experience. Denise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 302 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
IM Fee
Planning only
Assets Under Management
$15.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Fuquay-Varina, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ira Group, INC.
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Ascensus Investment Advisors, LLC
May 2021 - July 2021 · 2 mos
Bb&t Institutional Investment Advisers, INC.
March 2011 - December 2020 · 9 yrs 9 mos
Bb&t Asset Management, INC.
October 2002 - November 2010 · 8 yrs 1 mo
State Registrations2 states
GANC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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