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Charles Butler

Wells Fargo Advisors
23 Years of Experience
Appleton, WI
1 DisclosureBroker
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Charles Butler is a registered investment advisor at Wells Fargo Advisors, based in Appleton, WI, with 23 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1270 Westhill Blvd Ste A, Appleton, WI, 54914

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History

Regulatory History (1)
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Criminal
November 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is a Senior Pastor at Breakthrough Covenant Church, spending a few hours per week preaching and teaching. He also has 80% ownership in Butler Ventures LLC, a commercial cleaning business, dedicating about 10-20% of his time to it.

Employment History
Current Registrations
Wells Fargo Advisors
October 2022 - Present · 4 yrs
Wells Fargo Clearing Services, LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
March 2018 - November 2022 · 4 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
March 2018 - November 2022 · 4 yrs 8 mos
B. C. Ziegler and CompanyBroker
October 2009 - March 2018 · 8 yrs 5 mos
B. C. Ziegler and Company
October 2009 - March 2018 · 8 yrs 5 mos
Chase Investment Services CORP.
May 2007 - October 2009 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
December 2006 - October 2009 · 2 yrs 10 mos
Countrywide Investment Services, INC.Broker
June 2006 - January 2007 · 7 mos
Chase Investment Services CORP.Broker
July 2005 - June 2006 · 11 mos
Banc One Securities CorporationBroker
October 2004 - July 2005 · 9 mos
Edward JonesBroker
January 2003 - September 2004 · 1 yr 8 mos
State Registrations11 states
FLHIIAILKYNCOHSCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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