James Myers is a registered investment advisor at LPL Financial LLC, based in Madison, WI, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
401 Charmany Dr, Madison, WI, 53719
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a basketball referee, real estate rental owner, and VP of Myers Farms. He also works for First Business Bank as a Senior Participant Services & Education Officer (full-time) and provides investment services through LPL (about a quarter of his time), and is a treasurer for Mount Horeb Area School District (about 10-20% of his time).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Cetera Advisor Networks LLCBroker
Ameritas Investment CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Proequities, INC.Broker
Mony Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.