Joshua Fiedler is a registered investment advisor, based in Newtown Square, PA, with 22 years of industry experience.
Location
Newtown Square, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Allspring Funds Distributor, LLC
October 2022 - Present · 3 yrs 9 mos
Allspring Funds Management, LLC
October 2022 - Present · 3 yrs 9 mos
Allspring Funds Distributor, LLCBroker
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
New York Life Investment Management LLC
October 2020 - September 2022 · 1 yr 11 mos
Nylife Distributors LLCBroker
October 2020 - September 2022 · 1 yr 11 mos
Nuveen Asset Management, LLC
September 2011 - August 2020 · 8 yrs 11 mos
Nuveen Securities, LLCBroker
January 2008 - August 2020 · 12 yrs 7 mos
Nuveen Fund Advisors, INC.
January 2008 - September 2011 · 3 yrs 8 mos
Quasar Distributors, LLCBroker
December 2006 - January 2008 · 1 yr 1 mo
Nuveen Investments, LLCBroker
September 2004 - June 2006 · 1 yr 9 mos
Rittenhouse Asset Management, INC.
September 2002 - June 2006 · 3 yrs 9 mos
State Registrations2 states
NYPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.