David Lim is a registered investment advisor at Leo Wealth Americas, LLC, based in Singapore, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 984 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $10.0M | 1.00% |
| $10.0M - $25.0M | 0.85% |
| $25.0M - $75.0M | 0.65% |
| $75.0M - $150.0M | 0.50% |
| $150M+ | 0.35% |
Fees may be negotiable.
Fee Estimator
Location
Singapore
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the owner of Tietax, LLC, a US tax preparation service, since 2010. This takes about 10-20% of his time.
Employment History
Current Registrations
Leo Wealth Americas, LLC
Leo Brokerage, LLC
Leo Wealth, LLC
Leo Brokerage, LLCBroker
Previous Registrations
Expatriate Financial Strategies LLC
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ray Pinson, CFPLeo Wealth Americas, LLC
- Cynthia Ng, CFALeo Wealth Americas, LLC
- Jelmer Kattevilder, CFALeo Wealth Americas, LLC
- Zaphrey WilliamsLeo Wealth Americas, LLC
- Tian Hu, CFPLeo Wealth Americas, LLC
- Jimmy Curtis, ChFCLeo Wealth Americas, LLC