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CFP
JC
CFP

Jamie Carroll

Cwm, LLC
21 Years of Experience
Amarillo, TX
Sells Insurance
View SEC Summary
View SEC Summary

Jamie Carroll is a CFP-designated registered investment advisor at Cwm, LLC, based in Amarillo, TX, with 21 years of industry experience. Jamie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5101 Lexington Square, Amarillo, TX, 79119

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jamie is an Investment Advisory Representative at CWM, LLC DBA Carson Wealth Management Group, providing advisory services to clients, dedicating full-time hours to this role. Jamie also works as an insurance agent selling life, disability, annuities, and long-term care, dedicating minimal time to this activity.

Employment History
Current Registrations
Cwm, LLC
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
January 2017 - May 2022 · 5 yrs 4 mos
Cetera Advisor Networks LLC
January 2017 - January 2017 · 0 mos
Pinnacle Financial Group
March 2012 - October 2013 · 1 yr 7 mos
LPL Financial LLC
February 2008 - October 2015 · 7 yrs 8 mos
LPL Financial LLCBroker
March 2005 - January 2017 · 11 yrs 10 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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