Robert Finch is a registered investment advisor, based in Albuquerque, NM, with 22 years of industry experience.
Location
5528 Eubank Blvd Ne, Suite 3, Albuquerque, NM, 87111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert works as an insurance agent selling insurance products approved through Avantax, starting in 2022. This activity, which is investment-related, takes about half of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
January 2022 - September 2025 · 3 yrs 8 mos
Avantax Investment Services, INC.Broker
January 2022 - September 2025 · 3 yrs 8 mos
Allstate Financial Advisors, LLC
October 2019 - November 2021 · 2 yrs 1 mo
Allstate Financial Services, LLCBroker
October 2019 - November 2021 · 2 yrs 1 mo
Bbva Wealth Solutions INC.
March 2019 - June 2019 · 3 mos
Bbva Securities INC.Broker
March 2019 - June 2019 · 3 mos
VALIC Financial Advisors, INC.
April 2012 - March 2019 · 6 yrs 11 mos
VALIC Financial Advisors, INC.Broker
November 2011 - March 2019 · 7 yrs 4 mos
H.D. Vest Investment ServicesBroker
February 2004 - December 2011 · 7 yrs 10 mos
H&r Block Financial Advisors, INC.Broker
November 2002 - May 2003 · 6 mos
State Registrations6 states
AZCOIANMORTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.