Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2269 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B
Fee Structure
Financial Planning:Investment management only
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Contact
James Lee
Location
Citi Retail Banking, 162 Amsterdam Avenue, New York, NY, 10023
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citigroup Global Markets INC.
May 2007 - Present · 18 yrs 9 mos
Citigroup Global Markets INC.
May 2007 - Present · 18 yrs 9 mos
Citigroup Global Markets INC.Broker
May 2007 - Present · 18 yrs 9 mos
Previous Registrations
Citicorp Investment Services
March 2006 - May 2007 · 1 yr 2 mos
Citicorp Investment ServicesBroker
January 2003 - May 2007 · 4 yrs 4 mos
State Registrations29 states
ALAZCACOCTDCFLGAHIILKSKYMAMDMENCNJNMNVNYOHORPARISCTXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Additional Information
James Lee is a CERTIFIED FINANCIAL PLANNER™and President of Lee Investment Management.
Contact
James Lee