Mark Mann is a registered investment advisor, based in Austin, TX, with 22 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Investment Services, LLC
November 2021 - Present · 4 yrs 6 mos
Kestra Advisory Services, LLC
November 2021 - Present · 4 yrs 6 mos
Kestra Investment Services, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Waddell & Reed
January 2021 - August 2021 · 7 mos
Waddell & ReedBroker
August 2007 - August 2021 · 14 yrs
Equitrust Marketing Services, LLCBroker
March 2003 - July 2007 · 4 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.