CH
CH

Chad Horton

23 Years of Experience
Rolla, MO
1 DisclosureBroker

Chad Horton is a registered investment advisor at Wells Fargo Advisors, based in Rolla, MO, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

305 W. 9th Street, [Office of Convenience], Rolla, MO, 65401

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Settled
Other Business Activities

Chad has multiple business activities, including 100% ownership of First Fruits Financial, LLC, 25% ownership in Finteris Wealth Management, LLC and rental property, 25% ownership in 3325 Emerald Lane, LLC, 20% ownership in Finteris Holding Company, LLC, and works as a hunting guide at Budges Wilderness Lodge. He dedicates full-time hours to both Finteris Wealth Management, LLC and Finteris Holding Company, LLC, over full-time hours to First Fruits Financial, LLC, and minimal time to the rental property and hunting guide activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2020 - Present · 5 yrs 9 mos
Wells Fargo Advisors
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2011 - October 2020 · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2020 · 12 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
November 2005 - January 2008 · 2 yrs 2 mos
Edward JonesBroker
December 2002 - November 2005 · 2 yrs 11 mos
State Registrations24 states
ALARAZCACODEFLGAILINKSMIMONCNENVOHOKPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chad Horton - Financial Advisor | TrueAdvisor