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Steven Nelson

Private Client Services, LLC
23 Years of Experience
Overland Park, KS
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Nelson is a registered investment advisor at Private Client Services, LLC, based in Overland Park, KS, with 23 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,765 clients with $1.4B in assets under management.

Private Client Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
685 advisors
Number of Clients
8,765 clients
Average Client Portfolio
$158K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.25%

Fees are negotiable based on client complexity and relationship size. Third-party manager marketplace adds 0.15% to 1.00% subscription fees. American Funds F2 program charges 0.25% to 1.00% flat rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6201 College Blvd., Suite #150, Overland Park, KS, 66211

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven works full-time as an IAR, selling and servicing fee-based asset management. He also dedicates a few hours per week to selling fixed insurance products and is an associate member of the National Associate of Remodeling Industry.

Employment History
Current Registrations
Private Client Services, LLCBroker
April 2018 - Present · 8 yrs 6 mos
Prime Capital Financial
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
July 2010 - May 2018 · 7 yrs 10 mos
Lawing Financial INC
April 2004 - October 2017 · 13 yrs 6 mos
On Investment Management CO
January 2004 - March 2004 · 2 mos
The O.N. Equity Sales CompanyBroker
October 2002 - July 2010 · 7 yrs 9 mos
State Registrations21 states
ARAZCACOFLGAIAILINKSKYMOMTNEOHOKORSDTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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