CM
CFA
CM
CFA

Christopher Millar

15 Years of Experience
New York, NY
Broker

Christopher Millar is a CFA-designated registered investment advisor at Hsbc Securities (USA) INC., based in New York, NY, with 15 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.20%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are negotiable and discounts may be applied.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

66 Hudson Boulevard, Floor 3, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hsbc Securities (USA) INC.
February 2022 - Present · 4 yrs 7 mos
Hsbc Securities (USA) INC.
January 2022 - Present · 4 yrs 8 mos
Hsbc Securities (USA) INC.Broker
January 2022 - Present · 4 yrs 8 mos
Previous Registrations
Morgan Stanley
August 2018 - September 2019 · 1 yr 1 mo
Morgan StanleyBroker
August 2018 - September 2019 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
January 2013 - May 2014 · 1 yr 4 mos
Hsbc Securities (USA) INC.
March 2011 - December 2012 · 1 yr 9 mos
Hsbc Securities (USA) INC.Broker
November 2010 - December 2012 · 2 yrs 1 mo
Nylife Distributors LLCBroker
March 2010 - November 2010 · 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2010 · 9 mos
Citigroup Global Markets INC.Broker
July 2005 - June 2009 · 3 yrs 11 mos
AXA Distributors, LLCBroker
May 2004 - June 2005 · 1 yr 1 mo
Morgan Stanley
April 2003 - July 2003 · 3 mos
Morgan Stanley Dw INC.Broker
November 2002 - July 2003 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.