Gary Shuford
Gary Shuford is a registered investment advisor at Wealthspire Retirement Advisory, based in Charlotte, NC, with 19 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 6,585 clients with $120B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealthspire Retirement's investment management fees are based on a percentage of the assets in your plan or a flat fee, depending on the services you need. The exact fee is negotiable and depends on factors like the scope of services, complexity, duration, and the size of your plan. Asset-based fees will not exceed 1.60% of plan assets.
Location
1901 Roxborough Road, Suite 300, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gary is a Senior Vice President (SVP) at NFP Retirement, providing investment advisory services. This investment-related activity takes nearly full-time hours, with 25 hours dedicated to securities trading.
Employment History
Current Registrations
Wealthspire Retirement Advisory
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Elliott Davis Investment Advisors
Elliott Davis Brokerage Services, LLCBroker
American Securities Group, INC.Broker
Morgan Keegan & Company, INC.Broker
Pfic Securities CorporationBroker
Southtrust Securities, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.