RW
RW

Robert Waters

20 Years of Experience
St. Petersburg, FL
Broker

Robert Waters is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
April 2017 - Present · 9 yrs 5 mos
Raymond James & Associates, INC.Broker
April 2017 - Present · 9 yrs 5 mos
Previous Registrations
Scottrade Investment Management
January 2017 - April 2017 · 3 mos
Scottrade, INC.Broker
March 2016 - April 2017 · 1 yr 1 mo
Ridgeworth Capital Management LLC
March 2014 - February 2016 · 1 yr 11 mos
Ridgeworth Distributors LLCBroker
March 2014 - February 2016 · 1 yr 11 mos
Aquila Distributors, INC.Broker
June 2012 - March 2014 · 1 yr 9 mos
Fifth Third Asset Management, INC.
August 2010 - June 2012 · 1 yr 10 mos
Ftam Funds Distributor, INC.Broker
July 2010 - June 2012 · 1 yr 11 mos
Russell Financial Services, INC., Part of Russell InvestmentsBroker
October 2008 - July 2010 · 1 yr 9 mos
Russell Investments
October 2008 - July 2010 · 1 yr 9 mos
Banc of America Investment Services, INC.
July 2008 - October 2008 · 3 mos
Banc of America Investment Services, INC.Broker
July 2008 - October 2008 · 3 mos
Raymond James & Associates, INC.
January 2007 - July 2008 · 1 yr 6 mos
Raymond James & Associates, INC.Broker
February 2005 - July 2008 · 3 yrs 5 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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