CR
CFP
CR
CFP

Christopher Riffle

22 Years of Experience
Wellesley, MA
Broker

Christopher Riffle is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Wellesley, MA, with 22 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

100 William Street, Suite 300, Wellesley, MA, 02481

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 4 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Baystate Wealth Management
February 2013 - April 2018 · 5 yrs 2 mos
New England Securities Corporation
January 2013 - January 2015 · 2 yrs
New England SecuritiesBroker
January 2013 - January 2015 · 2 yrs
AXA Advisors, LLC
December 2010 - January 2013 · 2 yrs 1 mo
AXA Advisors, LLCBroker
November 2010 - January 2013 · 2 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2010 - November 2010 · 4 mos
Raymond James Financial Services Advisors, INC
March 2010 - November 2010 · 8 mos
AXA Advisors, LLC
January 2005 - February 2009 · 4 yrs 1 mo
AXA Advisors, LLCBroker
November 2002 - February 2009 · 6 yrs 3 mos
State Registrations25 states
AZCACOCTFLGAHIILINKYMAMDMNMONHNJNYOHORPARISCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.