BH
BH
Brian Henning
22 Years of Experience
Massena, NY
2 DisclosuresBroker
Brian Henning is a registered investment advisor at Key Investment Services LLC, based in Massena, NY, with 22 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
41 Main St., Massena, NY, 13662
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2021Settled
Customer Dispute
June 2019Denied
Employment History
Current Registrations
Key Investment Services LLC
March 2021 - Present · 5 yrs 4 mos
Key Investment Services LLCBroker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Key Investment Services LLC
September 2016 - December 2016 · 3 mos
LPL Financial LLCBroker
November 2013 - September 2016 · 2 yrs 10 mos
LPL Financial LLC
November 2013 - September 2016 · 2 yrs 10 mos
M&t Securities, INC.
August 2009 - November 2013 · 4 yrs 3 mos
M&t Securities, INC.Broker
August 2005 - November 2013 · 8 yrs 3 mos
Chase Investment Services CORP.Broker
November 2004 - July 2005 · 8 mos
Nylife Securities INC.Broker
March 2003 - October 2004 · 1 yr 7 mos
State Registrations33 states
AKALAZCACOCTDEFLGAIAILINKSKYMAMDMEMIMSNCNHNJNMNYOHPARISCTNTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.