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Michael Bucci

18 Years of Experience
Greenwich, CT
BrokerSells Insurance

Michael Bucci is a registered investment advisor at Ameriprise Financial Services, LLC, based in Greenwich, CT, with 18 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

41 W Putnam Ave, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is an independent insurance broker with MassMutual, selling term life insurance since 2016. He also owns a consulting business since 2015, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 6 mos
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - November 2019 · 2 yrs 8 mos
MML Investors Services, LLC
March 2017 - November 2019 · 2 yrs 8 mos
Msi Financial Services, INC.
July 2012 - March 2017 · 4 yrs 8 mos
Msi Financial Services, INC.Broker
April 2012 - March 2017 · 4 yrs 11 mos
Citicorp Investment ServicesBroker
May 2005 - April 2007 · 1 yr 11 mos
Citicorp Investment ServicesBroker
March 2005 - March 2005 · 0 mos
PFS Investments INC.Broker
February 2003 - May 2005 · 2 yrs 3 mos
State Registrations25 states
ALARAZCACOCTDCDEFLMAMDMENCNHNJNMNYOHORPAPRSCVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Bucci - Financial Advisor | TrueAdvisor