Bradley Rist is a registered investment advisor at LPL Financial LLC, based in Glen Ellyn, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
45 S Park Blvd Ste 205, Glen Ellyn, IL, 60137-6286
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Bradley operates under the DBA Strategic Wealth Group for his LPL business, dedicating nearly full-time hours to it. He also serves as a co-secretary on the board of the Horace Mann Elementary Parent Teacher Organization, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Mesirow Financial, INC.Broker
Mesirow Financial Investment Management, INC.
LPL Financial LLC
LPL Financial LLCBroker
Lincoln Financial Distributors, INC.Broker
Keeley Asset Management CORP
Keeley Investment CORP.Broker
Sip Nordic America LLCBroker
Genworth Financial Wealth Management, INC.
Capital Brokerage CorporationBroker
Dws Investments Distributors, INCBroker
Banc One Securities CorporationBroker
Scudder Distributors, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.