William Moore
William Moore is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Cary, NC, with 23 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,276 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Basic annual fee schedule is up to 2% annually, which is negotiable based on client circumstances. Accounts may be subject to a minimum annual fee of $500.
Fee Estimator
Location
Cary, NC
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2004Other Business ActivitiesSells Insurance
William owns a residential rental duplex since 2014 and is a managing member of Supply Cost Consultants, a consulting firm. He is also the president of WM Financial, LLC, an investment-related business that includes insurance sales and service, taking nearly full-time hours, and an investor in ICE Global Consulting, spending minimal time.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Previous Registrations
Edward JonesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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