James Hu is a CFP-designated registered investment advisor at Mutual Advisors, LLC, based in Diamond Bar, CA, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 9,473 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual management fee ranges up to 2.00% and is negotiable. Fees can be structured as a flat percentage, tiered schedule, or linear schedule. American Funds accounts range from 0.25% to 1.25%.
Fee Estimator
Location
660 N. Diamond Bar Blvd., Ste. 128-A, Diamond Bar, CA, 91765
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent with Polaris Financial, Inc. and services clients' life insurance, annuity, and long-term care insurance policies. This activity requires minimal time.
Employment History
Current Registrations
Mutual Advisors, LLC
Previous Registrations
Creativeone Wealth, LLC
Partnervest Advisory Services LLC
AXA Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Enoch Chung, CFPOsaic Wealth, INC.
- Patrick Lau, ChFCState Farm Investment Management CORP.
- Michael Martinez, CFPLlg Wealth Management
- Manuel Chinchay, CFPLPL Financial LLC
- Andrew Chou, CFPLPL Financial LLC
- Andrew Huerta, CFPStrategic Advisers LLC