Howard Holmes is a CFA-designated registered investment advisor at Holmes Investment Management, INC., based in Brockton, MA, with 27 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 129 clients with $50M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fee will never exceed 1.00% of assets under management. Fees are negotiable based on factors such as anticipated future assets, account composition, and related accounts.
Fee Estimator
Location
839 Rear Pleasant Street, Brockton, MA, 02301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Howard is a professor teaching investments, finance, and economics at universities in the Boston area. This non-advisory activity takes minimal time.
Employment History
Current Registrations
Holmes Investment Management, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.