CC
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Christina Cooling
22 Years of Experience
Kent, WA
Broker
Christina Cooling is a registered investment advisor at Cetera Investment Advisers LLC, based in Kent, WA, with 22 years of industry experience. Christina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Kent, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Financial Specialists LLC
May 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLC
May 2014 - Present · 12 yrs 4 mos
Cetera Financial Specialists LLCBroker
May 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
May 2014 - Present · 12 yrs 4 mos
Cetera Wealth Services, LLCBroker
April 2014 - Present · 12 yrs 5 mos
Cetera Advisors LLCBroker
July 2012 - Present · 14 yrs 2 mos
Cetera Advisors LLC
July 2012 - Present · 14 yrs 2 mos
Previous Registrations
First Allied Securities, INC.Broker
February 2017 - September 2022 · 5 yrs 7 mos
Investors Capital CORP.Broker
July 2016 - November 2016 · 4 mos
Summit Brokerage Services, INC.Broker
October 2015 - December 2019 · 4 yrs 2 mos
Cetera Advisor Networks LLC
April 2014 - June 2023 · 9 yrs 2 mos
Cetera Advisors LLC
July 2012 - September 2017 · 5 yrs 2 mos
Symetra Investment Services, INC.
January 2012 - June 2012 · 5 mos
Symetra Investment Services, INC.Broker
January 2012 - June 2012 · 5 mos
Pacific West Financial Consultants INC
November 2006 - January 2012 · 5 yrs 2 mos
Pacific West Securities, INC.Broker
June 2003 - January 2012 · 8 yrs 7 mos
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.