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Boris Niko

Ameriprise Financial Services, LLC
23 Years of Experience
Stuart, FL
1 DisclosureBroker
View SEC Summary
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Boris Niko is a registered investment advisor at Ameriprise Financial Services, LLC, based in Stuart, FL, with 23 years of industry experience. Boris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

770 SE Indian Street, Suite 25, Stuart, FL, 34997

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Boris manages his Ameriprise business and owns Boris Niko LLC. He dedicates minimal time to managing his Ameriprise business and about a third of his time to Boris Niko LLC.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
March 2022 - Present · 4 yrs 7 mos
Ameriprise Financial Services, LLC
March 2022 - Present · 4 yrs 7 mos
Ameriprise Financial Services, LLC
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2013 - March 2022 · 8 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
November 2013 - March 2022 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - November 2013 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - November 2013 · 9 yrs 4 mos
Legg Mason Wood Walker INC
November 2002 - December 2002 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
November 2002 - July 2004 · 1 yr 8 mos
State Registrations12 states
CAFLGAINMAMDNCNJNYPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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