Thomas Sconzo
Thomas Sconzo is a registered investment advisor at LPL Financial LLC, based in Manorville, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Manorville, NY
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2010Customer Dispute
November 2008Customer Dispute
June 2008Other Business Activities
Thomas works part-time as a Mixed Martial Arts Referee for ISKA NY since 2020. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Empire Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.