Charles Shimer is a CFA-designated registered investment advisor, based in Dallas, TX, with 23 years of industry experience.
Location
12400 Coit Road, Suite 700, Dallas, TX, 75251
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is involved with Level Four Insurance Services, LLC, dealing with non-variable insurance. He also works with Level Four Advisory Services, LLC as a registered investment advisor and Level Four Capital Markets as a portfolio manager, dedicating nearly full-time hours to the latter.
Employment History
Current Registrations
Level Four Financial, LLCBroker
Level Four Capital Management
Level Four Advisory Services
Previous Registrations
LPL Financial LLCBroker
AXA Advisors, LLCBroker
AXA Advisors, LLC
Mony Securities Corporation
Mony Securities CorporationBroker
Trusted Securities Advisors CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.